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https://taxandregulatoryaffairs.wordpress.com/2013/10/30/securities-and-exchange-board-of-india-disclosure-of-investor-complaints-on-websites-of-stock-exchanges/
Oct 30, 2013 · Securities and Exchange Board of India : Disclosure of Investor Complaints on websites of Stock Exchanges. Posted on October 30, 2013 by neeraj prasad. Dated 30 th October 2013. Securities and Exchange Board of India vide its circular no. CIR/MIRSD/11/2013 dated October 28, 2013 stated that: ... formats for disclosing the details of complaints ...
https://www.sebi.gov.in/legal/circulars/oct-2013/disclosure-of-investor-complaints-on-websites-of-stock-exchanges_25603.html
Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market …
https://www.bseindia.com/downloads1/28_10_2013.pdf
Sub: Disclosure of Investor Complaints on websites of Stock Exchanges 1. Please refer to SEB' Circular no. MRD/DoP/SE/Cir-10/2C09 dated September 2009 on the captioned subject which inter alia prescribes the formats for disclosing the details of complaints lodged by clients/investors against stock brokers an the website of stack exchanges.
https://www.sec.gov/news/press-release/2017-79
Apr 10, 2017 · “Stock promotion schemes may be conducted through investment research websites,” said Lori Schock, Director of the SEC’s Office of Investor Education and Advocacy. “Investors looking for objective investment information should be aware that fraudsters may use these websites to profit at investors’ expense.”
https://www.bseindia.com/static/investors/sebicircular.aspx
SEBI circular on Disclosure of Investor Complaints on websites of Stock Exchanges (Circulars upto this incorporated at Chapter 6 (IV) in SEBI Master Circular dated 20.05.2014) ... SEBI circular on Redressal of complaints against Stock Exchanges (SEs) and Depositories through …
https://www.sebi.gov.in/sebiweb/home/HomeAction.do?doListingAll=yes&search=Disclosure%20Of%20Investor%20Complaints%20On%20Websites%20Of%20Stock%20Exchanges
Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market …
https://www.cdslindia.com/downloads/SEBI%20-%20Guidance%20to%20general%20public%20about%20effective%20ways%20to%20redress%20their%20.pdf
Guidance to general public about effective ways to redress their grievances ... Committees (IGRCs), or Regional Investor Complaints Resolution Committees (RICRC), This forum acts as a mediator to resolve the claims, disputes and differences between ... investors may visit the websites of the Stock Exchanges or the Depositories.
https://www.investor.gov/introduction-investing/investing-basics/role-sec/laws-govern-securities-industry
Registration of Exchanges, Associations, and Others. The Act requires a variety of market participants to register with the Commission, including exchanges, brokers and dealers, transfer agents, and clearing agencies. Registration for these organizations involves filing …
https://www.sec.gov/page/investor-section-landing
The SEC’s Office of Investor Education and Advocacy provides a variety of services and tools to address the problems and questions you may face as an investor. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. Learn …
https://www.investor.gov/additional-resources/general-resources/glossary/O
Stock options are traded on a number of exchanges. OTC Bulletin Board (OTCBB) The OTC Bulletin Board (OTCBB) (link is external) is an electronic quotation system that displays real-time quotes, last-sale prices, and volume information for many over-the-counter securities that are not listed on a national securities exchange.
https://www.bseipf.com/sebi_circulars.html
SEBI circular on Disclosure of Investor Complaints on websites of Stock Exchanges (Circulars upto this incorporated at Chapter 6 (IV) in SEBI Master Circular dated 20.05.2014) 28.10.2013 2
http://www.nse.com.ng/issuers/corporate-disclosures
Company Disclosure Date Submitted Newsletter
https://www.icicibank.com/aboutus/disclosures-to-stock-exchanges.page
ICICI Bank's Student Banking Service, your child gets free personalised cheque book, free ICICI bank Ncash debit card, free supplementary credit card and annual statement of accounts.
https://www.financialexpress.com/market/sebi-comes-out-with-new-framework-to-check-non-compliance-of-listing-rules/1832082/
Jan 22, 2020 · Sebi on Wednesday put in place a stricter mechanism to deal with non-compliance of listing conditions under which stock exchanges will have …Works For: The Financial Express
https://economictimes.indiatimes.com/markets/stocks/news/sebi-comes-out-new-framework-to-check-non-compliance-of-listing-rules/articleshow/73527997.cms
Jan 22, 2020 · Sebi on Wednesday put in place a stricter mechanism to deal with non-compliance of listing conditions under which stock exchanges will have powers to slap penalties up to Rs 50,000 for certain violations. At present, a stock exchange is allowed to charge a maximum amount of Rs 10,000 for each violation of listing norms that need to be complied with by companies.
http://www.legalservicesindia.com/article/1560/Protection-of-the-interest-of-the-investor.html
Investor protection is a very popular phrase which everyone concerned with regulation of the capital markets uses these days, be they the Securities and Exchange Board of India, Stock Exchanges, Investors associations or for that matter of fact the companies themselves.
https://www.investing.com/news/stock-market-news/juul-bought-ad-space-on-kids-websites-including-cartoon-network-lawsuit-2083303
Juul bought ad space on kids' websites, including Cartoon Network -lawsuit. ... futures) and Forex prices are not provided by exchanges but rather by market makers, and so prices may not be ...
https://www.reviews.com/online-stock-trading/
In a nutshell, they should be user-friendly, trustworthy, and packed with data visualizations. To find the best online stock trading sites of 2019, we analyzed 25 of the most popular platforms and tapped into the expertise of a former day trader, a stock analyst, and a financial commentator with more than two decades of trading experience.Author: Anne Dennon
https://www.investopedia.com/articles/forex/042315/beware-these-five-bitcoin-scams.asp
Websites featuring fake ICOs instruct users to deposit funds into a compromised wallet through their site, resulting in the theft of funds. ... a smart investor’s first step should always be ...
https://taxandregulatoryaffairs.wordpress.com/2013/10/
Oct 31, 2013 · Dated 31st October 2013 Government of India, Ministry of Commerce and Industry, Directorate General of Foreign Trade vide its Policy Circular No. 9 (RE-2013)/2009-2014 Dated 30th October, 2013 clarified that: Representations have been received from trade and industry seeking clarifications relating …
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