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https://www.glassdoor.com/Reviews/NEXT-Financial-Reviews-E134570.htm
I worked at NEXT Financial full-time. Pros. The greatest aspect of working for NEXT was the culture and the people. NEXT employees are like family. Cons. Some departments have understaffing issues. Pay increases percentages are on the lower side. ... PNC Financial Services Group.1/5(27)
https://www.sonnlaw.com/investigations/next-financial-group-complaints/
Next Financial Group (CRD#: 46214) is a registered brokerage firm based in Houston, Texas.Next Financial Group employs more than 900 securities representatives. Currently, the top-rated investment fraud attorneys at Sonn Law Group are investigating any and all claims against Next Financial Group.. Investor Complaints and FINRA Sanctions Against Next Financial Group
https://www.indeed.com/cmp/Next-Financial-Group/reviews
Reviews from NEXT Financial Group employees about NEXT Financial Group culture, salaries, benefits, work-life balance, management, job security, and more. Find jobs Company reviews Find salaries. ... Resolve guest complaints, ensuring guest satisfaction. • Monitor and maintain cleanliness, sanitation and organization of assigned work areas. ...2.9/5(24)
https://www.nextfinancial.com/
NEXT Financial Group, Inc. (“NEXT”) is a uniquely independent, Representative-founded firm, focused on shared vision and values as expressed through the voice of our Representatives to build the platforms and programs to drive YOUR prosperity and success.
https://www.nextfinancial.com/careers/
Not all of our employees came from a background in financial services, but grew to understand the business overtime through training, exposure and interaction with our Representatives. Even if you are unsure what an independent broker-dealer is or what a financial advisor does, our Home Office team is here to help you every step of the way.
https://www.bbb.org/us/tx/houston/profile/investment-security/next-financial-group-inc-0915-31004381
Next Financial Group, Inc. Investment Security. This is a multi-location business. Find a location. 2500 Wilcrest Dr Ste 620. ... BBB asks third parties who publish complaints, reviews and/or ...
https://www.indeed.com/cmp/Next-Financial-Group,-Inc./reviews
Reviews from NEXT Financial Group, Inc. employees about NEXT Financial Group, Inc. culture, salaries, benefits, work-life balance, management, job security, and more.2.6/5(7)
Cinthia Montes is the Administrative Assistant for NEXT Financial Insurance (“NFI”), in partnership with Pinnacle. Cinthia has over 2 years of experience in the financial service industry. Prior to joining NFI, she was a commission specialist and a dealer maintenance …
https://www.investmentnews.com/next-financial-whacked-once-again-by-finra-72887
Dec 07, 2017 · Next Financial Group Inc. is back in hot water with regulators and agreed on Tuesday to pay a $750,000 fine to Finra as part of settlement for a variety of violations, including the failure to ...
https://www.yelp.com/biz/next-gen-financial-planning-san-diego
9 reviews of Next Gen Financial Planning "I wanted to use a fee-based financial planner so I could feel confident that the advice I was receiving was unbiased. Steven did a great job and was patient as we went through the financial planning…5/5(9)
https://www.nextfinancialholdings.com/
NEXT Financial Holdings, Inc. is the parent company of the award-winning broker-dealer, NEXT Financial Group, Inc. NEXT Financial Group, the history-making, record-breaking independent broker-dealer invites you to take a closer look at what true independence looks like.
https://www.facebook.com/nextfinancial
NEXT Financial Group, Houston, Texas. 374 likes · 2 talking about this. Executing the power of vision, values and voice to change destinies. Welcome to true independence. Welcome to NEXT Financial...Followers: 400
https://securitieslitigators.com/next-financial-group-inc-charged-with-supervisory-failures-in-connection-with-structured-investment-products/
Aug 10, 2014 · NEXT Financial Group Inc. Charged with Supervisory Failures in Connection with Structured Investment Products. Posted August 10, 2014 by Peiffer Wolf. NEXT Financial Group Inc., a general securities broker-dealer headquartered in Houston, Texas, had a deficient supervisory system and written procedures related to structured products it offered and sold to its customers, according to …
http://www.investorprotection.com/investment-firms/next-financial/
Prior to being added to the Crouch lawsuit in August 2009, Houston-based Next Financial Group faced another legal problem in July when the Financial Industry Regulatory Authority (FINRA) fined the company $1 million for supervisory violations. At the time, the charges in question were tied to the failure of Next Financial to properly supervise ...
https://www.dkrpa.com/client-resources/brokerage-firms/next-financial-group-inc/
NEXT Financial Group Broker Barred from Securities Industry The Financial Industry Regulatory Authority (“FINRA”) f/k/a NASD has found that former NEXT broker Greg Horton violated federal securities laws and FINRA conduct rules by making excessive trades or churning his customers’ accounts, causing substantial investment losses.
https://www.trustpilot.com/review/timesharecancellations.com
We hired Wesley Financial Group to help cancel our Diamond Resorts timeshare contract. YouWe hired Wesley Financial Group to help us cancel our timeshare contract with Diamond Resorts. Within two years of purchasing the Hawaii timeshare where, on our contract, we were promised maintenance fees of $1,500, we were assessed $9,500 for one year.
https://blog.rexsecuritieslaw.com/tag/next-financial-finra-complaints/
Aug 05, 2016 · August 2016-The Villages, Florida. The FINRA records of William H. Smathers , a stock broker who is currently employed by NEXT Financial Group , disclose 9 prior final customer disputes.. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms.
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https://careers.investmentnews.com/adviser-center/profile/84
Next Financial whacked (once again) by Finra. December 7, 2017 - Next Financial Group Inc. is back in hot water with regulators and agreed on Tuesday to pay a $750,000 fine to Finra as part of settlement for a variety of violations, including the failure to catch a broker's excessive trading and poor supervision of...
https://money.usnews.com/financial-advisors/firm/next-financial-group-inc-46214
Next Financial Group Inc is a national financial advisory firm headquartered in Houston, TX. The firm has $1.6 billion under management and employs 484 across 53 states. ...Employees: 484
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