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https://www.sec.gov/litigation/litreleases/2011/lr22203.htm
Dec 20, 2011 · Aon subsidiaries made these payments in various countries around the world, including Costa Rica, Egypt, Vietnam, Indonesia, United Arab Emirates, Myanmar, and Bangladesh. The complaint alleges that Aon realized over $11.4 million in profits from these improper payments.
https://www.sec.gov/litigation/litreleases.shtml
See also: SEC Complaint: LR-24718: Jan. 16, 2020: Drake et al., Messier et al., Brooks See also: SEC SEC Complaint against Gregory Lamont Drake, Stephen Kenneth Grossman, Stephen Scott Moleski, Jason David St. Amour, and David Alan Wolfson; SEC Complaint against Thomas Troy Brooks; and SEC Complaint against Scott Charles Messier and Jay Zola ...
http://fcpa.stanford.edu/enforcement-action.html?id=381
Thus, Aon is an issuer pursuant to the FCPA. On December 20, 2011, the SEC filed a two count complaint against Aon alleging violations of the Books & Records and Internal Controls provisions of the FCPA. The complaint alleged that Aon’s subsidiaries made over $3.6 million in improper payments to various parties between 1983 and 2007.
https://www.insurancejournal.com/news/national/2005/03/04/52151.htm
Mar 04, 2005 · Aon Settles Corruption Probe with 3 States for $190 Million; Complaint Cites Involvement of Top Execs ... concerning Aon\'s culpability int the corruption investiigations by the SEC and the ...
https://www.aon.com/about-aon/corporate-governance/guidelines-policies/audit-committee-whistle-blower-procedure.jsp
Audit Committee Whistle-Blower Procedure. Audit Committee Whistleblower Procedures. Policy. Consistent with Aon plc’s (the “Company”) Code of Business Conduct, the Audit Committee is committed to assuring that our business is conducted with honesty and integrity.
http://fcpaprofessor.com/the-fcpa-meets-insurance-aon-resolves-enforcement-action/
Dec 21, 2011 · As stated in the SEC’s release , without admitting or denying the allegations in the SEC’s complaint, Aon consented to entry of a final judgment permanently enjoining it from future FCPA books and records and internal controls violations and ordering the company to pay “disgorgement of $11,416,814 in profits together with prejudgement ...
https://www.anticorruptionblog.com/foreign-corrupt-practices-act/aon-settles-fcpa-enforcement-actions-with-doj-sec/
Dec 21, 2011 · Aon settles FCPA enforcement actions with DOJ, SEC ... In spite of the seemingly corrupt nature of the improper payments at issue, the SEC’s complaint did not allege anti-bribery violations on Aon’s part. Tweet Like Email LinkedIn. ... ABOUT THE Anticorruption Blog.
https://www.investmentnews.com/article/20111221/FREE/111229977/sec-aon-bribed-prospective-clients-over-24-year-period
Dec 21, 2011 · SEC: Aon bribed prospective clients over 24-year period ... according to the complaint. The nature of the payments was not accurately reflected in the …
https://www.investmentnews.com/sec-aon-bribed-prospective-clients-over-24-year-period-41149
Sep 12, 2011 · SEC: Aon bribed prospective clients over 24-year period ... according to the SEC’s complaint. Aon Ltd., along with Alexander Howden Group Ltd., a …
https://money.cnn.com/2011/12/20/news/companies/aon_sec_bribery/index.htm
Dec 20, 2011 · Aon will pay $14.5 million to the SEC and $1.7 million to the Department of Justice to settle alleged violations of the Foreign Corrupt Practices Act, the SEC said in a statement. The SEC's ...
https://insurancenewsnet.com/oarticle/Aon-Settles-With-SEC-DOJ-Over-Alleged-Bribes-a-317614
Dec 21, 2011 · Aon Settles With SEC, DOJ Over Alleged Bribes. ... and Bangladesh, according to the SEC. Aon realized more than $11.4 million in profits from these improper payments, the …
http://fcpaprofessor.com/category/aon-corp/
This post analyzes the DOJ and SEC enforcement actions against Aon Corporation (one of the largest insurance brokerage firms in the world) announced yesterday. Total fines and penalties are approximately $16.3 million ($1.8 million via a DOJ non-prosecution agreement and $14.5 million via …
https://rewards.aon.com/en-us/insights/articles/2019/sec-proposes-rules-that-regulate-proxy-advisory-firms-(1)
The Securities and Exchange Commission (SEC) has continued its focus this year on the activities and influence that proxy advisory firms have on the proxy voting process. On November 5, 2019, the SEC approved, by a 3-2 party-line vote, proposed rules to regulate proxy advisory firms. These rules are subject to a 60-day public comment period and ...
https://www.businessinsurance.com/article/20111220/NEWS06/111229992
Dec 20, 2011 · In its complaint against Aon, the SEC accused the Chicago-based brokerage of making more than $3.6 million in illegal payments directly or indirectly to …
https://www.secactions.com/insurance-giant-aon-settles-fcpa-charges/
Dec 20, 2011 · The firm also settled with the SEC. Publically traded Aon consented to the entry of a permanent injunction prohibiting future violations of Exchange Act Sections 13(b)(2)(A) and 13(b)(2)(B) without admitting or denying the allegations in the complaint except as to jurisdiction.
https://dockets.justia.com/docket/illinois/ilndce/1:2019cv07504/370673
Nov 13, 2019 · Filing 1 COMPLAINT Verified Complaint for Injunctive Relief and Damages filed by Aon plc, Aon Group, Inc.; Filing fee $ 400, receipt number 0752-16436985. (Attachments: #1 Exhibit A - D, #2 Exhibit E - F-5)(Witz, James)
https://dockets.justia.com/docket/illinois/ilndce/1:2019cv07312/370424
Nov 05, 2019 · Filing 17 RESPONSE by Alliant Insurance Services, Inc., Tara Brusek, James Janic, Thomas Lubas, Danielle Ross, Jamie Taylor, Joshua Vick, Matthew Walshin Opposition to MOTION by Plaintiffs AON Risk Services Companies, Inc., Aon Group, Inc., Aon plc for temporary restraining order #9 (Attachments: #1 Appendix of Declarations, #2 DOCUMENT REMOVED ...
http://securities.stanford.edu/filings-case.html?id=102532
The Complaint alleges that defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, and Rule 10b-5 promulgated thereunder, by issuing a series of material misrepresentations to the market between May 4, 1999 and August 6, 2002, thereby artificially inflating the …
https://www.plansponsor.com/lawsuit-filed-plan-sponsor-aon-hewitt-untested-funds-401k/
May 17, 2018 · Participants in the FirstGroup America, Inc. Retirement Savings Plan have filed a court action under the Employee Retirement Income Security (ERISA), against FirstGroup America, Inc., Aon Hewitt Investment Consulting, Inc. and other fiduciaries of the plan alleging they breached their fiduciary duties by engaging in a radical redesign of the plan’s investment menu that was designed to ...
http://securities.stanford.edu/filings-documents/1025/AOC02-01/2003117_r06c_02CV5631.pdf
CONSOLIDATED AMENDED CLASS ACTION COMPLAINT Lead Plaintiff, individually an4 on behalf of all other persons similarly situated, alleges upon ... and (c) the SEC had begun an investigation of Aon's accounting and was 6. questioning several items, including Aon's delayed reporting of a potentially unrecoverable $9 0 million reinsurance receivable ...
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