Sec Complaint Danielle Chiesi

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Litigation Release No. 21255 / October 16, 2009 - SEC.gov

    https://www.sec.gov/litigation/litreleases/2009/lr21255.htm
    Oct 16, 2009 · In addition to Rajaratnam and Galleon, the SEC’s complaint charges: Danielle Chiesi of New York, N.Y. — a portfolio manager at New Castle Funds. Rajiv Goel of Los Altos, Calif. — a managing director at Intel Capital, an Intel subsidiary. Anil Kumar of Saratoga, Calif. — a director at McKinsey & Company.

Galleon Management, LP, Raj Rajaratnam ... - SEC.gov HOME

    https://www.sec.gov/litigation/litreleases/2009/lr21284.htm
    Nov 05, 2009 · The SEC's initial complaint, in addition to Rajaratnam and Galleon, had charged: Danielle Chiesi of New York, N.Y. - a portfolio manager at New Castle Funds. Rajiv Goel of Los Altos, Calif. - a managing director at Intel Capital, an Intel subsidiary. Anil Kumar of Saratoga, Calif. - a director at McKinsey & Company.

Raj Rajaratnam/Galleon Group, Anil Kumar, and Rajat Gupta ...

    https://en.wikipedia.org/wiki/Danielle_Chiesi
    The Raj Rajaratnam/Galleon Group, Anil Kumar, and Rajat Gupta insider trading cases are parallel and related civil and criminal actions by the United States Securities and Exchange Commission and the United States Department of Justice against three friends and business partners: Galleon hedge fund founder-owner Raj Rajaratnam and former McKinsey & Company senior executives Anil Kumar and ...

SEC Files Another Galleon Related Insider Trading Case ...

    https://www.secactions.com/sec-files-another-galleon-related-insider-trading-case/
    Sep 24, 2013 · The SEC brought another insider trading action tied to convicted insider trader Raji Rajaratnam. Portions of the complaint stem from the wire taps used to build that case. SEC v. Taylor, Civil Action No. 13 CV 6670 (S.D.N.Y. Filed September 20, 2013).

Chiesi’s Alleged Akamai Source Was Marketing Director, SEC ...

    https://www.bloomberg.com/news/articles/2011-01-11/chiesi-s-alleged-akamai-technologies-source-identified-by-sec
    Jan 12, 2011 · Chiesi, according to the SEC complaint, used Taylor’s information to make about $2.4 million through short sales of the company’s stock for New Castle Funds LLC, where she was employed as …

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF …

    https://www.law.du.edu/documents/corporate-governance/sec-and-governance/galleon/Galleon-wiretap-memorandum.pdf
    On December 17, 2010, the SEC . defendants Raj Rajaratnam and Danielle Chiesi to produce to the SEC all relevant wiretapped communications in their possession. On January 5, 2011, defendants filed opposition papers in which they agreed to produce certain of the wiretapped communications and objected to producing others.

10- 462- cv SEC v. Rajaratnam, Chiesi

    https://online.wsj.com/public/resources/documents/0929102ndcirrajaratnam.pdf
    16 Appellants Raj Rajaratnam and Danielle Chiesi, with securities fraud and conspiracy. 17 The same day, the SEC filed a civil complaint against Appellants and others, charging 18 them with insider trading and conspiracy based on the same conduct at issue in the 19 criminal case. Two months later, Appellants were indicted for insider trading and

SEC v. Rajaratnam - Wikipedia

    https://en.wikipedia.org/wiki/SEC_v._Rajaratnam
    SEC v. Rajaratnam, 622 F.3d 159 (2d Cir. 2010), is a United States Court of Appeals for the Second Circuit case in which defendants Raj Rajaratnam and Danielle Chiesi appealed a discovery order issued by a district court during a civil trial against them for insider trading filed by the Securities and Exchange Commission (SEC).Court: United States Court of Appeals for the Second Circuit

EPIC - SEC v. Galleon Management

    https://epic.org/amicus/sec_v_galleon.html
    On October 16, 2009, the United States Attorney's Office brought charges and the SEC filed a civil complaint against Raj Rajaratnam and others for insider trading. Rajaratnam is the founder of Galleon Group, a New York based hedge fund management firm.

SEC insider trading Hedge Fund Law Blog

    https://hedgefundlawblog.com/tag/sec-insider-trading
    In addition to Rajaratnam and Galleon, the SEC’s complaint charges: Danielle Chiesi of New York, N.Y. — a portfolio manager at New Castle Funds. Rajiv Goel of Los Altos, Calif. — a managing director at Intel Capital, an Intel subsidiary. Anil Kumar of Saratoga, Calif. — a director at McKinsey & Company.

SEC press release: Los Altos and Saratoga executives named ...

    https://www.mercurynews.com/2009/10/16/sec-press-release-los-altos-and-saratoga-executives-named-in-insider-trading-case/
    Oct 16, 2009 · The SEC’s complaint charges each of the defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, …

Galleon insider trading: 8 trades they allegedly made ...

    https://money.cnn.com/2009/10/19/markets/insider_trading_arrests.fortune/
    Oct 19, 2009 · On Jan. 10, 2006, the unnamed source identified in the SEC's complaint as "Tipper A" told Galleon's Rajaratnam that, based on information received …

A UNIQUE INSIDER TRADING CASE – SEC ACTIONS

    https://www.secactions.com/a-unique-insider-trading-case/
    Oct 19, 2009 · The largest insider trading cases in history involving a hedge fund, and the first to be based intercepted conversations from a wire tap, were filed on Friday by the U.S. Attorney’s Office for the Southern District of New York and the SEC following a joint news conference in New York.

Hedge Fund Indictments FeatureColorful Transcripts of ...

    https://www.courthousenews.com/hedge-fund-indictments-featurecolorful-transcripts-of-wiretaps/
    Oct 19, 2009 · Chiesi earned more than $2.4 million from the inside trading, according to the complaint. In the Rajaratnam complaint, codefendant Kumar is a director at McKinsey & Co.; Goel is a managing director at Intel Capital, an Intel subsidiary. The SEC filed a separate complaint against all six individuals, Galleon Management and New Castle Funds.

SEC Hedge Fund Law Blog Page 2

    https://hedgefundlawblog.com/tag/sec/page/2
    In addition to Rajaratnam and Galleon, the SEC’s complaint charges: Danielle Chiesi of New York, N.Y. — a portfolio manager at New Castle Funds. Rajiv Goel of Los Altos, Calif. — a managing director at Intel Capital, an Intel subsidiary. Anil Kumar of Saratoga, Calif. — a director at McKinsey & Company.

Danielle Chiesi to Settle With S.E.C. for $540,000 - The ...

    https://www.nytimes.com/2011/07/14/business/danielle-chiesi-to-settle-with-sec-for-540000.html
    Jul 14, 2011 · Danielle Chiesi, convicted of insider trading as part of the case against the Galleon Group hedge fund, agreed to pay $540,000 to settle related allegations by …

Chiesi complaint pdf - arybringpdf

    https://arybringpdf.files.wordpress.com/2015/04/chiesi-complaint-pdf.pdf
    GOEL, and CHIESI identified in the Rajaratnam Complaint. JURIST Former hedge fund trader Danielle Chiesi on Wednesday. Moffat were arrested in October and charged complaint, PDF along with.RAJ RAJARATNAM AND DANIELLE CHIESI. Available at http:www.justice.govolcbest-practices-memo.pdf last visited Apr. That same day, the SEC filed a civil ...

Galleon insider trading: 8 trades they allegedly made ...

    https://archive.fortune.com/2009/10/19/markets/insider_trading_arrests.fortune/index.htm
    Oct 19, 2009 · Another hedge fund executive, New Castle's Danielle Chiesi, is an acquaintance of Rajaratnam. When an Akamai executive told her that the Internet infrastructure company would trend lower in the company's second-quarter 2008 guidance to investors, the government claims she passed along the information to Rajaratnam.

UPDATE 1-Ex-IBM exec & others deny SEC charges in Galleon case

    https://www.reuters.com/article/galleon-moffat-idCNN0922843620091209
    Dec 09, 2009 · UPDATE 1-Ex-IBM exec & others deny SEC charges in Galleon case. ... out the complaint by the SEC ... acts that may have been committed by Danielle Chiesi and Mark Kurland,” lawyers for the fund ...

IBM exec with Triangle ties arrested for insider trading ...

    https://www.wral.com/business/story/6230889/
    In the Sun matter involving Moffat, the SEC’s formal complaint reads: “Moffat tipped Chiesi to material nonpublic information about Sun Microsystems, Inc.'s ("SUN") Q2 2009 earnings. Chiesi ...



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