We collected information about Sec Complaint Database for you. There are links where you can find everything you need to know about Sec Complaint Database.
https://www.sec.gov/litigations/sec-action-look-up
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.. Your search results will only include individuals charged in SEC administrative proceedings filed between October 1, 2000, and December 31, 2019, and SEC federal court actions filed between February 1, 2008 ...
https://securities.sos.in.gov/
Welcome to the Indiana Securities Portal The Securities Portal is the easy, fast and secure way to connect with the
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
How to File a Complaint with FINRA: You can use our online complaint form. You can print out a complaint form and mail or fax it to us. If you have a question about your investments or our rules, please contact us.. You also can forward spam or junk email recommending that …
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-how-check-out-your-financial
May 29, 2019 · The SEC’s Office of Investor Education and Advocacy is issuing this investor bulletin to explain how to check out an investment professional’s registration status and background. Why should I check out my investment professional and firm? You can learn important information like:
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
How to File Complaints and Report Fraud to the SEC by Craig McGuire The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation , according to the Commission’s mission statement posted online .Author: Craig Mcguire
http://www.adviserinfo.sec.gov/
IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
https://www.consumerfinance.gov/data-research/consumer-complaints/
The Consumer Complaint Database shows the consumer’s original products, sub-products, issues, and sub-issues selections consistent with the options available on the form at the time the consumer submitted the complaint. Learn more about complaint form changes to …
Find what you need to know about the federal campaign finance process. Explore legal resources, campaign finance data, help for candidates and committees, and more.
https://www.hud.gov/complaints_home
HUD handles complaints in several categories: Housing discrimination: Federal law prohibits housing discrimination based on your race, color, national origin, religion, sex, family status, or disability.If you have been trying to buy or rent a home or apartment and you believe your rights have been violated, you can file a fair housing complaint.
Contact Information. Office of the Vermont Secretary of State. 128 State Street. Montpelier, VT 05633-1101. 802-828-2363. Contact the Secretary. Office of Professional Regulation
http://txrules.elaws.us/rule/title28_chapter21_sec.21.2504
Moreover, utilization of NAIC Complaint Database System Standard Complaint Data Form classification coding conventions for the classifications and categories set out in subsections (b)-(h) of this section, as applicable, is preferred as a maintenance and presentation option.
https://www.secsports.com/
The Florida men and Tennessee women are the winners of the 2020 SEC Swimming & Diving Championships. Read More . 1:58. Lady Vols survive against in-state rival Vanderbilt. 1 day ago. Vanderbilt pushes Tennessee to the brink of a loss, but the Lady Vols survive 67-63, thanks to a double-double from Rennia Davis (18 points, 10 rebounds).
https://sos.wv.gov/Pages/default.aspx
Search Meeting Notice Database; Meeting Notice Quick Links . Business . Online Services. Business Services. ... File a Complaint. Order a Certificate of Existence ... Office of the Secretary of State State Capitol Building Charleston, WV 25305. Office Hours: Monday - Friday 8:30 AM to 5:00 PM.
https://www.contractormisconduct.org/misconduct/1495/mckesson-hboc-merger-financial-reporting-fraud-sec-v-mccall-securities-fraud
SEC v. McCall (Securities Fraud) In May 2010, a consent and final judgment against Charles McCall, former chairman of McKesson HBOC (now McKesson Corporation), was entered by the United States District Court for the Northern District of California. McCall was charged by the Securities and Exchange Commission (SEC) with securities fraud in connection with a financial reporting fraud at McKesson ...
https://sos.vermont.gov/opr/
Contact Information. S. Lauren Hibbert, Director. 89 Main Street, 3rd Floor. Montpelier, VT 05620-3402. Renewal Clerk. 802-828-1505. [email protected]
https://www.ftc.gov/enforcement/cases-proceedings/case-document-search
Complaint for Permanent Injunction and Other Equitable Relief [Unsealed] (1.99 MB) Plaintiff's Ex Parte Motion for a Temporary Restraining Order and Memorandum in Support Thereof (2.19 MB) Order Granting Motion for Preliminary Injunction (239.3 KB) Date: February 5, 2020:
Pennsylvania Launches Webpages to Educate Voters on County Voting Systems. February 24, 2020. Harrisburg, PA — Secretary of State Kathy Boockvar announced today that Pennsylvania voters have a new resource to count on as they prepare to go to t...
https://www.complianceweek.com/regulatory-enforcement/cfpbs-consumer-complaint-database-gets-a-second-chance/27744.article
The Consumer Financial Protection Bureau announced it will continue to publish consumer complaints in its Consumer Complaint Database, a log of consumer gripes in which the consumer gets to remain anonymous but the institution against whom the complaint is made does not.The bureau had received more than 26,000 comments from individuals and organizations in response to a request for feedback ...
http://securities.stanford.edu/
Case Page · Complaint PDF. SECURITIES CLASS ACTION FILINGS 2019 Year in Review. ... Search Filings Database. Search Filings DB. Advanced Search. FEDERAL SECURITIES CLASS ACTION LITIGATION (Last Five Years) ... SEC Urged to Seek More Disclosure When Investors Tout Short Bets Matt Robinson and Benjamin Bain, Bloomberg, February 13, 2020 ...
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