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https://www.sec.gov/litigation/complaints/2010/comp21727.pdf
SEC v. Panalpina, Inc. Complaint Page 2 Case 4:10-cv-04334 Document 1 Filed in TXSD on 11/04/10 Page 2 of 19 Although the reasons for the bribes, and the payment schemes themselves, to secure improper benefits for the issuer customers. 6. By engaging in the conduct described in this Complaint, Panalpina, Inc., while
https://www.sec.gov/litigation/litreleases/2010/lr21727.htm
The SEC's complaint, filed in federal district court in Houston, alleges that from 2002 through 2007 Panalpina, Inc. (Panalpina), in concert with other PWT subsidiaries and affiliates (Panalpina Group), bribed government officials in countries including Nigeria, Angola, Brazil, Russia, and Kazakhstan.
http://fcpaprofessor.com/category/panalpina/page/2/
Dec 30, 2010 · According to the SEC, “Panalpina Inc. obtained improper benefits totatling at least $11,329,369 from the illegal conduct” described in the complaint. Without admitting or denying the SEC’s allegations, Panalpina agreed to an injunction prohibiting future FCPA violations and agreed to pay disgorgement of $11,329,369.
http://fcpaprofessor.com/all-about-panalpina/
Dec 30, 2010 · According to the SEC, “Panalpina Inc. obtained improper benefits totatling at least $11,329,369 from the illegal conduct” described in the complaint. Without admitting or denying the SEC’s allegations, Panalpina agreed to an injunction prohibiting future FCPA violations and agreed to pay disgorgement of $11,329,369.
https://www.secactions.com/this-week-in-securities-litigation-november-5-2010/
Nov 05, 2010 · : The company named in an SEC complaint but was not charged by DOJ. The SEC complaint alleges violations of Exchange Act Sections 30A, 13(b)(2)(A) and 13(b)(2)(B). The Commission claims that from January 2002 through July 2007 the company made illegal payments to officials of the Nigerian Customs Service through companies acting as customs brokers.
https://globalinvestigationsreview.com/digital_assets/8e925755-326b-4402-8ff8-62937c691667/766-2-121108PanalpinaOpposition.pdf
On November 4, 2010, the SEC filed a complaint against Panalpina, Inc. in the District Court for the Southern District of Texas. The complaint alleged that from 2002 through 2007 Panalpina, Inc., or other Panalpina affiliates, made payments to government officials in various countries including Nigeria.
https://www.millerchevalier.com/publication/fcpa-winter-review-2011
In a related proceeding, the SEC brought a three-claim complaint against Panalpina, Inc. for the same conduct, including one claim of violating the anti-bribery provisions of the FCPA, one claim of aiding and abetting violations of the anti-bribery provisions of the FCPA, and one claim of aiding and abetting FCPA books and records and internal ...
https://globalinvestigationsreview.com/article/jac/1019793/bribery-by-oil-services-and-freight-forwarding-companies-panalpina-et-al-summary-of-law-enforcement-action
On November 4, 2010, Panalpina World Transport entered into a deferred prosecution agreement with DOJ, pleaded guilty to the criminal charges and settled civil complain with the SEC. The freight forwarder admitted that it had helped certain customers in the oil and gas industry disguise bribes paid to foreign customs officials.
https://star.worldbank.org/corruption-cases/node/19864
The SEC's complaint, filed in federal district court in Houston, alleges that from 2002 through 2007 Panalpina, Inc. (Panalpina), in concert with other PWT subsidiaries and affiliates (Panalpina Group), bribed government officials in countries including Nigeria, Angola, Brazil, Russia, and Kazakhstan.
https://www.lexology.com/library/detail.aspx?g=bbeb5123-739a-482d-9055-4d31dcd168f7
Nov 30, 2010 · Panalpina Inc. also resolved a related civil complaint brought by the SEC by agreeing to the entry of a permanent injunction prohibiting future violations of the FCPA, and the paying of an ...
http://fcpa.stanford.edu/enforcement-action.html?id=396
On November 4, 2010, the SEC filed a complaint against Panalpina, Inc., charging the company with violating the anti-bribery provisions of the FCPA and aiding and abetting violations of the anti-bribery, books and records, and internal controls provisions of the FCPA.
https://www.lexology.com/library/detail.aspx?g=55ba75c9-9d4b-4773-9c6b-9a41e2e2db2c
Nov 29, 2010 · Panalpina also reached a settlement with the SEC, which alleged that Panalpina Inc., acting as an agent of its issuer customers, committed violations of …
https://www.millerchevalier.com/sites/default/files/resources/NATCO_SECComplaint.pdf
COMPLAINT SEC v. NATCO Group, Inc. 4 Case 4:10-cv-00098 Document 1 Filed in TXSD on 01/11/10 Page 4 of 6. 13. As described above, NATCO’s books, records, and accounts did not properly reflect TEST’s reimbursement of payments to the Kazakhstan immigration prosecutor or the ...
https://fcpablog.com/2009/08/04/panalpina-hit-with-fcpa-related-shareholder-suit/
Aug 04, 2009 · An investment fund that owns about 5% of Panalpina World Transport (Holding) Ltd. filed a federal civil suit last month in Texas against the company, some current and former officers and directors, and its owner before its 2005 IPO in Switzerland. The complaint seeks to …
https://www.forbes.com/sites/howardsklar/2012/02/24/quis-custodiet-ipsos-custodes/
Feb 24, 2012 · I was reminded of this saying today when I saw that the SEC has charged three ... The SEC today filed one complaint ... One example Mike brings to …Author: Howard Sklar
https://fcpablog.com/2012/12/12/sec-case-against-noble-execs-survives-motion-to-dismiss/
Dec 12, 2012 · The SEC’s civil complaint named former Noble CEO Mark A. Jackson and James J. Ruehlen, the head of Noble’s subsidiary in Nigeria. Thomas F. O’Rourke, Noble’s former controller and head of internal audit, was charged in a separate complaint with violating the FCPA. He agreed to settle the SEC’s civil charges by paying a $35,000 civil ...
http://star.worldbank.org/corruption-cases/printpdf/19864
Bribery by Oil Services and Freight Forwarding Companies / Panalpina, Inc. ... The SEC's complaint, filed in federal district court in Houston, alleges that from 2002 through 2007 Panalpina, Inc. (Panalpina), in ... Bribery by Oil Services and Freight Forwarding Companies / Panalpina, Inc.
http://www.mondaq.com/unitedstates/x/258164/Compliance/Recent+FCPA+Investigations+And+Enforcements+In+Russia
Aug 15, 2013 · Both investigations concerned Panalpina's global operations, including its Russian subsidiary, Panalpina World Transport Limited (Russia). Panalpina paid a total settlement of approximately $82 million, consisting of a $71 million criminal fine from the DOJ and $11 million in disgorgement of fees from the SEC settled complaint.
https://www.law360.com/articles/213818/sharing-is-caring-in-doj-s-view-of-fcpa-cooperation
Dec 07, 2010 · Sharing Is Caring In DOJ's View Of FCPA Cooperation ... The SEC cited Panalpina’s substantial assistance and the remedial measures described above. ... See Complaint, SEC v. Panalpina, Inc ...
http://fcpa.stanford.edu/enforcement-action.html?id=516
On November 4, 2010, the SEC filed a complaint against Transocean, charging the company with violating the anti-bribery, books and records, and internal controls provisions of the FCPA. At the same time, Transocean consented to the entry of a final judgment permanently enjoining the company from future violations of the FCPA.
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