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https://www.sec.gov/litigation/complaints/2010/comp21709.pdf
Southridge Advisors in2008 to replace Southridge Capital as manager for Southridge Partners and Southshore Capital. 10. Hicks, age 52, lives in Ridgefield, Connecticut. Through various intermediary entities, Hicks and his wife own a controlling interest in Southridge Capital and Southridge Advisors (collectively, "Southridge").
https://www.sec.gov/litigation/litreleases/2018/lr24049.htm
Court Orders Connecticut Hedge Fund Manager and Firms to Pay Nearly $13 Million in SEC Case Litigation Release No. 24049 / February 15, 2018 SEC v. Southridge Capital Management LLC, et al., No. 10-cv-1685 (D. Conn. Filed Oct. 25, 2010)
https://www.ripoffreport.com/reports/southridge-partners-fka-southridge-capital-management-stephen-hicks/new-york-and-connecticut-select-stateprovince-10022/southridge-partners-fka-southridge-capital-management-stephen-hicks-stephen-hicks-fraud-1072719
Ripoff Report on: Southridge Partners fka Capital Management Stephen Hicks - Southridge partners capital management stephen hicks fraud raided by fbi sec invest...
https://usacomplaints.com/business-finance/972676-stephen-hicks-southridge-capital-complaints-reviews.html
Complaint / review / scam report Stephen Hicks / Southridge Capital Southridge Partners Fraud, Scam, Sued by SEC www.southridge.com
https://www.law360.com/articles/953933/hedge-fund-manager-2-firms-must-pay-sec-nearly-13m
Hedge Fund Manager, 2 Firms Must Pay SEC Nearly $13M ... According to the SEC’s complaint, Hicks engaged in a series of sales between 2002 and 2004 that transferred a LecStar Telecom Inc., a ...
https://dockets.justia.com/docket/connecticut/ctdce/3:2017cv01925/121361
Nov 16, 2017 · Plaintiff: Southridge Partners II Limited Partnership and Southridge Partners II, LP: Defendant: SND Auto Group, Inc., Securities Counselors, Inc., Potnetwork ...
https://www.law360.com/articles/204092/sec-conn-ag-sue-southridge-manager-for-fraud
Oct 26, 2010 · SEC, Conn. AG Sue Southridge Manager For Fraud. By ... according to the SEC complaint filed Monday in the U.S. District Court for the District …
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=125962267
Tarpon Bay Partners & Stephen Hicks, Chairman and CEO of Southridge. The real seasoned criminals here and still in business! ... Stephen Hicks / Southridge Capital Southridge Partners Fraud, Scam, Sued by SEC ... The SEC's complaint alleges that investors in the funds from which money was taken were not told about this misappropriation of fund ...
https://www.institutionalinvestor.com/article/b150qfmq008vlb/sec-brings-fraud-charges-against-another-hedge-fund
Oct 25, 2010 · SEC Brings Fraud Charges Against Another Hedge Fund ... Fund LLC, Southridge Partners L.P. and Southshore Capital Fund Ltd. ... 2004,” …Author: Stephen Taub
https://www.ripoffreport.com/reports/stephen-hicks-southridge-capital/internet/stephen-hicks-southridge-capital-southridge-partners-fraud-scam-sued-by-sec-wwwsouthr-957582
Ripoff Report on: Stephen Hicks / Southridge Capital - Stephen hicks southridge capital partners fraud scam sued by sec southridgecom internet
https://www.bloomberg.com/news/articles/2010-10-25/southridge-capital-sued-by-connecticut-over-26-million-in-investor-fees
Oct 26, 2010 · Connecticut, SEC Sue Southridge Capital for Fraud ... The funds named in the suit are Sovereign Partners LP, Southridge Partners LP, Dominion Capital …
https://www.fa-mag.com/news/connecticut-sec-sue-investment-advisor--6137.html
Jul 31, 2019 · Connecticut has sued an investment advisor for charging investors over $26 million in fees based on inflated values of assets. Meanwhile, the SEC says the firm defrauded hedge fund investors.
https://www.stamfordadvocate.com/business/article/State-SEC-sue-Hicks-722996.php
Many of the state's allegations also were made in the SEC's civil complaint filed in the U.S. District Court of Connecticut against Hicks, and Southridge Capital Management and Southridge Advisors ...
https://usacomplaints.com/business-finance/972674-stephen-hicks-southridge-capital-complaints-reviews.html
Complaint / review / scam report Stephen Hicks / Southridge Capital SEC And Manhattan DA Investigate Southridge Capital and Stephen Hicks Internetwww.southridge.com
https://southridgecapitalmanagement.wordpress.com/
Aug 22, 2012 · Already, Southridge Partners II (formerly Southridge Capital Management , Southridge Capital Management LLC , Southridge Advisors LLC ) has made some very interesting agreements with several companies that provide unique products and offerings to the market but appear to be the types of positive and responsible companies that Stephen M. Hicks ...
https://southridgecapitalmanagement.wordpress.com/2012/07/25/southridge-capital-management-llc-southridge-advisors-llc-sec-2/
Jul 25, 2012 · Section 2 of Southridge's excellent year in 2012. Already, Southridge Partners II (formerly Southridge Capital Management , Southridge Capital Management LLC , Southridge Advisors LLC ) has made some very interesting agreements with several companies that provide unique products and offerings to the market but appear to be the types of positive and responsible companies…
https://law.justia.com/cases/wisconsin/court-of-appeals/1980/79-090-6.html
This is an appeal from a summary judgment dismissing the owner's complaint against various defendants, all of whom were involved in the construction of Southridge Shopping Center. The owner is Sidney Kohl on behalf of The Southridge Company, a co-partnership.
https://www.securitieslawattorneys.net/
Bart Bohrer (CRD#: 4315654), a registered representative with Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, is currently involved in three pending customer disputes totalling over $900,000, according to his BrokerCheck record accessed on January 17, 2020.. On March 4, 2019, a client alleged that Bart Bohrer violated the Minnesota Securities Act and violated federal securities laws.
https://www.law.com/newyorklawjournal/almID/1202560693274/
While these events were playing out, on October 25, 2010, the United States Securities and Exchange Commission (SEC) sued Southridge Capital and Hicks, and accused them of committing fraud in the ...
https://law.justia.com/cases/new-york/other-courts/2012/2012-ny-slip-op-50964-u.html
[*1] Pine St. Assoc., L.P. v Hicks 2012 NY Slip Op 50964(U) Decided on May 24, 2012 Supreme Court, New York County Fried, J. Published by New York State Law Reporting Bureau pursuant to Judiciary Law § …
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