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http://msrb.org/msrb1/pdfs/MSRB-Investor-Brochure.pdf
mission by regulating the municipal securities firms, banks and municipal advisors that engage in municipal securities and advisory activities. To further protect market participants, the MSRB provides market transparency through its Electronic Municipal Market Access (EMMA®) website, the official repository for information on all municipal bonds.
http://www.msrb.org/Rules-and-Interpretations/MSRB-Rules/General/Rule-G-10.aspx
Oct 13, 2017 · (iii) a statement as to the availability to the customer of an investor brochure that is posted on the website of the Municipal Securities Rulemaking Board that describes the protections that may be provided by the Municipal Securities Rulemaking Board rules and how to file a complaint with an appropriate regulatory authority.
https://www.sec.gov/news/press-release/2018-82
May 09, 2018 · The brochure created the misleading impression that Hinojosa and Barcelona had served as a municipal advisor on numerous municipal bond issuances and failed to disclose that Hinojosa had a financial interest in the school district’s offerings.
https://quizlet.com/126328730/practice-questions-flash-cards/
A customer registers a complaint with a municipal dealer alleging improper execution of the customer's order. The dealer must: I. maintain a record of the complaint for not less than six years. II. record what action, if any, has been taken in connection with the complaint. III. file a copy of the complaint …
https://www.municipaladvisors.org/index.php?option=com_jevents&task=icalrepeat.detail&evid=22&Itemid=114&year=2017&month=10&day=13&title=effective-date-msrb-rule-g-10client-brochure-a-complaint-log&uid=6bfa5855d39feb6cf817759da61db258
MSRB Rule G-10 goes into effect on October 13. MAs must have procedures in place to deliver a brochure to their clients (may be done electronically) about the MA's SEC and MSRB registration status and a link to the MSRB web site that provides information on how to file a complaint.
https://www.lieffcabraser.com/antitrust/municipal-derivatives/
Municipal derivatives are investment vehicles that allow a municipal bond issuer to generate a higher rate of return from bond proceeds than would be obtained if the bond funds were placed in a traditional savings account. A Guaranteed Investment Contract is one type of municipal derivative product.
https://www.okc.gov/departments/municipal-court/faq
What if I had insurance at the time the Failure to Provide Proof of Insurance ticket was issued?
https://www.auburnalabama.org/elections/results/special-municipal-bond-election/
The unofficial results of the July 23, 2019 Special Municipal Bond Election are listed below. Provisional ballots will be counted, and the Auburn City Council will canvass the results on July 30, 2019.Occupation: Director of Public Affairs
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
Read our Investor Complaint Brochure. ... Forwarding your complaint to other regulators may delay the process of investigating your complaint. You may wish to contact a FINRA District Office to discuss your complaint prior to completing this form to better understand which regulatory organization should address your complaint. ...
https://www.myjanney.com/Lists/PublicFolder/docs/Janney_Backer_Confirmation.pdf
Price information based on recent transactions for many municipal and corporate bonds is available at www.emma.msrb.org and www.finra.org respectively. New issues municipal bond purchases Official Statements may be ... An investor brochure ... how to file a complaint with an appropriate regulatory authority is available on the MSRB’s website ...
Moody’s CreditView is our flagship solution for global capital markets that incorporates credit ratings, research and data from Moody’s Investors Service plus research, data and content from Moody’s …
https://gdcdyn.interactivebrokers.com/Universal/servlet/Registration.formSampleView?file=MuniBondsDisclosure.html
Municipal securities, or, "Muni bonds" are debt obligations of state or local governments. The funds may be used to support general governmental needs or special projects. Municipal bonds are considered riskier investments than Treasuries, but municipal bond interest is exempt from being taxed by the federal government.
https://www.schwab.com/legal/schwab-private-client-disclosure-brochure
Schwab entered into a stipulation and consent agreement with the state of Florida on March 26, 2012, in which Schwab was fined $1,100,000 and ordered to offer restitution to certain clients for distributing trade confirmations to Florida clients between 2008 and 2011 containing inaccurate information with respect to certain municipal bond ...
https://bracewell.com/insights/sec-charges-texas-based-municipal-advisor-fraud-and-breach-fiduciary-duty
May 10, 2018 · On May 9, 2018, the U.S. Securities and Exchange Commission ("SEC") announced it charged a registered municipal advisor (the "MA Firm") and its owner (the "MA Owner") with defrauding their client, a Texas school district, in connection with multiple municipal bond offerings. This enforcement action brings attention to the obligations and duties that municipal advisors have to their …
The Texas Municipal Courts Education Center’s (TMCEC) grant, Municipal Traffic Safety Initiatives (MTSI), was designed to bring traffic safety to the forefront of awareness and implementation by municipal courts and to help them embrace the concept of transforming traffic safety into a local priority.
http://www.okc.gov/home/showdocument?id=9845
After posting bond, you will be given a trial date and time. During the trial, you will have the opportunity to present testimony and any evidence to aid in your defense to the complaint on file. Ask the clerk at the Public Counter for the Traffic/Criminal Trial Information brochure for a gen-eral guide to the trial process.
https://www.cacities.org/
The League of California Cities advocates in Sacramento and Washington, DC on the common issues among California cities and provides education and training for the state’s city officials.
https://www.lcmunicipalcourt.com/Court/Forms.aspx
Forcible Entry and Detainer Complaint Notice to Leave Premises Form for Petition to Modify 12 Point Suspension BMV Reinstatement Fee Plan Application Small Claims Court Guide Small Claims Complaint Form Out Of State Suspension Application Praecipe for Service-Eviction Only Legal Aid for Veterans Information : Criminal & Traffic Forms
https://www.cityofdenton.com/en-us/residents/services/energy/lower-energy-bill
Schools and civic organizations interested in learning about energy conservation, energy efficiency, and the difference between the two can request a presentation from a DME specialist. This presentation will provide information on how a home works as a system and tips on using electricity as …
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